Vincent E Florack
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Vincent E. Florack is an investment adviser representative with Northwestern Mutual Investment Services,llc in Lake Forest, IL, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Matlock Capital, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
1 state or territory
Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morningstar IncApr 2004 – Jul 2024Chicago, IL
- UnemployedJul 2024 – Jun 2025NA, IL
- Joseph G GuinJun 2025 – Aug 2025Lake Forest, IL
- Timothy George HenderJun 2025 – Aug 2025Lake Forest, IL
- Northwestern Mutual Investment Services LLCAug 2025 – no end date reportedLake Forest, IL
- Timothy HenderJul 2025 – no end date reportedLake Forest, IL
- Joseph GuinJul 2025 – no end date reportedLake Forest, IL
- Northwestern Mutual Wealth Management CompanyDec 2025 – no end date reportedMilwaukee, WI
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Lake Forest, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vincent E Florack has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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