AdFi
VG

Vincent Glen Learned

Investment Adviser Representative at WEALTHSPIRE RETIREMENT ADVISORY

Aliso Viejo, CACRD #5749771Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vincent Glen Learned has worked in the securities industry since 2011. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in California and New Mexico.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaNew Mexico
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/21/2010
SIE
Securities Industry Essentials Examination
Passed 7/31/2017
Series 7
General Securities Representative Examination
Passed 2/11/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Wealthspire Retirement Advisory Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTHSPIRE RETIREMENT ADVISORYCurrent
1/21/2015 – Aliso Viejo, CA
UNIONBANC INVESTMENT SERVICES, LLC
11/18/2013 – 12/8/2014Huntington Beach, CA
WELLS FARGO ADVISORS, LLC
2/7/2011 – 11/27/2012Honolulu, HI
BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS
7/9/2010 – 2/15/2011Aiea, HI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/1/2010 – 6/30/2010Honolulu, HI

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WEALTHSPIRE RETIREMENT ADVISORY

Showing 12 of 144 in the directory

View WEALTHSPIRE RETIREMENT ADVISORY firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vincent Glen Learned has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched