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Vincent Keith Annable

Investment Adviser Representative at Transce3nd LLC

Scottsdale, AZCRD #1033573Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vincent Keith Annable is an investment adviser representative with Transce3nd LLC in Scottsdale, AZ, where they have been registered since 2023. They have worked in the securities industry since 1996 and have been registered with 8 firms, including Coastal Investment Advisors and Wealth Strategies Advisory Group. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Arizona, California, Florida, North Dakota, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, California, Florida, North Dakota, Texas
Broker:
30 states and territories

Alabama, Alaska, Arizona, California, Colorado, Florida, Georgia, Idaho, Indiana, Iowa, Kansas, Louisiana, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, Utah, Virginia, Washington, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/27/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 7/18/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/28/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/26/2005
Series 24
General Securities Principal Examination
Passed 4/7/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Transce3nd LLCCurrent
7/25/2023 – Scottsdale, AZ
Coastal Investment Advisors
7/19/2021 – 12/20/2023Scottsdale, AZ
Wealth Strategies Advisory Group
6/30/2020 – 11/1/2023Scottsdale, AZ
Wealth Strategies Advisory Group
6/3/2020 – 12/31/2021Scottsdale, AZ
Arete Wealth Advisors, LLC
1/4/2021 – 7/21/2021Scottsdale, AZ
Center Street Advisors, Inc.
8/21/2015 – 6/15/2020Scottsdale, AZ
Newbridge Financial Services Group, Inc.
11/3/2009 – 8/24/2015Scottsdale, AZ
Compak Asset Management
6/2/2009 – 7/9/2009Newport Beach, CA
CBS Advisors, LLC
1/1/2006 – 10/12/2006Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Center Street Securities, Inc.
    Aug 2015 – May 2020Nashville, TN
  2. Center Street Advisors, Inc
    Aug 2015 – May 2020Nashville, TN
  3. Wealth Strategies Advisory Group, LLC
    May 2020 – Dec 2023Scottsdale, CA
  4. Arete Wealth Advisor LLC
    Dec 2020 – Jul 2021Chicago, IL
  5. Coastal Investment Advisors
    Jul 2021 – Dec 2023Wilmington, DE
  6. Realta Equities, Inc.
    Sep 2021 – no end date reportedWilmington, DE
  7. Transce3nd, LLC
    Dec 2023 – no end date reportedKyle, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Transce3nd LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management, Retirement Accumulation Strategies, Retirement Income Planning, and Custom Tailored Financial Plans.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Portfolio ManagementRetirement PlanningRetirement IncomeFinancial PlanningWealth ManagementTax PlanningLegal PlanningLegacy PlanningBusiness ExitsFamily OfficeHigh-net-worth

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
43
Offices listed on AdvisorFinder:
12
Main office:
Buda, TX
SEC file number:
801-126674

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 5, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vincent Keith Annable has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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