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Vincent S Capone

Investment Adviser Representative at Stonex Advisors Inc.

Blue Bell, PACRD #7406020Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vincent S. Capone is an investment adviser representative with Stonex Advisors Inc. in Blue Bell, PA, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania.

Office

3 Valley Square, Suite 110
Blue Bell, PA 19422

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania
Broker:
1 state or territory

Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/28/2022
Series 7
General Securities Representative Examination
Passed 3/14/2022
SIE
Securities Industry Essentials Examination
Passed 9/30/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

IM Wealth PartnersCurrent
6/11/2026 – Blue Bell, PA
Stonex Advisors Inc.Current
4/9/2025 – Blue Bell, PA
Morgan Stanley
5/28/2022 – 7/31/2024Philadelphia, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley Smith Barney LLC
    Jan 2022 – Jul 2024Philadelphia, PA
  2. Morgan Stanley
    Jul 2021 – Sep 2021Philadelphia, PA
  3. Trinity College
    Aug 2018 – May 2021Hartford, CT
  4. Saint Joseph's University
    Sep 2017 – May 2018Philadelphia, PA
  5. Germantown Academy
    Sep 2011 – Jun 2017Fort Washington, PA
  6. Unemployed
    Sep 2021 – Dec 2021Lower Gwynedd, PA
  7. Morgan Stanley Private Bank, N.A
    Apr 2023 – Jul 2024New York, NY
  8. StoneX Securities Inc
    Apr 2025 – no end date reportedBlue Bell, PA
  9. StoneX Advisors Inc
    Apr 2025 – no end date reportedBlue Bell, PA
  10. Unemployed
    Jul 2024 – Apr 2025Lower Gwynedd, PA
  11. IM Wealth Partners
    May 2026 – no end date reportedBlue Bell, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Stonex Advisors Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • American Funds F2 - Under $250,0000.80%
  • American Funds F2 - $250,000 or more0.55%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
235
Offices listed on AdvisorFinder:
25
Main office:
Birmingham, AL
SEC file number:
801-80747

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 17, 2026

View full firm profile

Other advisors at Stonex Advisors Inc.

Showing 12 of 235 in the directory

View Stonex Advisors Inc. firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vincent S Capone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Vincent S Capone (IM Wealth Partners) - Fees & Credentials