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Vincenzo Stuto

Investment Adviser Representative at ALTA Wealth Advisors LLC

Woburn, MACRD #4955851Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vincenzo Stuto is an investment adviser representative with ALTA Wealth Advisors LLC in Woburn, MA, where they have been registered since 2018. They have worked in the securities industry since 2006 and have been registered with 5 firms, including LPL Financial LLC and Pinnacle Private Wealth, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts and Texas.

Office

300 Tradecenter, Suite 5700
Woburn, MA 01801

Advisors at this office: 12

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts, Texas
Broker:
18 states and territories

Alabama, Arizona, California, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Maine, Massachusetts, New Hampshire, New York, North Carolina, Rhode Island, Texas, Vermont, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/19/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 11/20/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 7/13/2009
Series 7
General Securities Representative Examination
Passed 11/25/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/9/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

ALTA Wealth Advisors LLCCurrent
4/23/2018 – Woburn, MA
LPL Financial LLC
9/24/2018 – 10/8/2020Woburn, MA
Pinnacle Private Wealth, LLC
12/15/2016 – 5/23/2018Woburn, MA
Santander Securities
9/26/2012 – 12/21/2016Cambridge, MA
LPL Financial LLC
8/16/2010 – 9/19/2012Winchester, MA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
12/23/2008 – 7/23/2010Andover, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Sovereign BANK
    Aug 2010 – Nov 2016Winchester, MA
  2. Santander Securities LLC
    Sep 2012 – Nov 2016Guaynabo, PR
  3. LPL Financial, LLC
    Dec 2016 – no end date reportedWoburn, MA
  4. Pinnacle Private Wealth, LLC
    Dec 2016 – Apr 2018Woburn, MA
  5. Alta Wealth Advisors LLC
    Mar 2018 – no end date reportedWoburn, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About ALTA Wealth Advisors LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • Portfolio Mgmt $0-$100,0002.00%
  • Portfolio Mgmt $100,001-$500,0001.50%
  • Portfolio Mgmt $500,001-$2,500,0001.25%
  • Portfolio Mgmt $2,500,001-$10,000,0001.00%

+4 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial and investment management including planning, implementing, and consistently reviewing customized strategies; guidance through life transitions; resources on retirement, social security, and estate strategies.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Financial PlanningInvestment ManagementRetirementSocial SecurityEstate StrategiesRisk ToleranceLife Transitions

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
12
Offices listed on AdvisorFinder:
1
Main office:
Woburn, MA
SEC file number:
801-112848

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 26, 2026

View full firm profile

Other advisors at ALTA Wealth Advisors LLC

11 other advisors in the directory

View ALTA Wealth Advisors LLC firm profile

Similar advisors in Woburn, MA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vincenzo Stuto has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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