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Virendra Singh Tavathia

Investment Adviser Representative at Hornor, Townsend & KENT, LLC

South Plainfield, NJCRD #4662271Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Virendra Singh Tavathia is an investment adviser representative with Hornor, Townsend & KENT, LLC in South Plainfield, NJ, where they have been registered since 2026. They have worked in the securities industry since 2005 and have been registered with 9 firms, including Stirlingshire Investments and MML Investors Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 26 (investment company and variable products principal). They are registered to provide investment advice in New Jersey.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey
Broker:
1 state or territory

New Jersey

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/15/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/14/2003
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/18/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Hornor, Townsend & KENT, LLCCurrent
3/6/2026 – South Plainfield, NJ
Stirlingshire Investments
1/14/2026 – 2/24/2026North Brunswick, NJ
MML Investors Services, LLC
2/5/2021 – 12/3/2025South Plainfield, NJ
Woodbury Financial Services, Inc.
3/1/2019 – 1/20/2021South Plainfield, NJ
Questar Asset Management, Inc.
3/12/2018 – 3/1/2019South Plainfield, NJ
Foresters Equity Services, Inc.
3/26/2015 – 12/12/2017North Brunswick, NJ
Hornor, Townsend & KENT, Inc.
2/7/2013 – 4/2/2013S Plainfield, NJ
Ameritas Investment Corp
1/31/2011 – 4/5/2011Edison, NJ
Prudential Financial Planning Services
10/27/2003 – 2/9/2009Edison, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Amogh Associates LLC
    Sep 2009 – no end date reportedSouth Plainfield, NJ
  2. Foresters Equity
    Mar 2015 – Mar 2018San Diego, CA
  3. Questar Capital Corporation
    Mar 2018 – Mar 2019Minneapolis, MN
  4. Questar Asset Management
    Mar 2018 – Mar 2019Minneapolis, MN
  5. Woodbury Financial Services, Inc.
    Mar 2019 – Jan 2021Oakdale, MN
  6. Massmutual LIFE Insurance Co
    Jan 2021 – Dec 2025South Plainfield, NJ
  7. MML Investors Services LLC
    Jan 2021 – Nov 2025South Plainfield, NJ
  8. Stirlingshire RIA LLC
    Dec 2025 – Mar 2026New York, NY
  9. Stirlingshire Investments LLC (BD)
    Dec 2025 – Mar 2026New York, NY
  10. Hornor, Townsend, & KENT LLC
    Mar 2026 – no end date reportedWilmington, DE

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Hornor, Townsend & KENT, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

A complete range of solutions and services tailored to financial professionals' businesses, including broker-dealer and registered investment adviser services, wealth management solutions, technology, and fee-based financial planning programs.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Broker-dealerRegistered Investment AdviserWealth ManagementIndependent Financial ProfessionalsFee-based Financial Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
466
Offices listed on AdvisorFinder:
26
Main office:
Conshohocken, PA
SEC file number:
801-56151

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 17, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Virendra Singh Tavathia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Virendra Singh Tavathia (Hornor, Townsend & KENT)