Wade Gregory Smith
Investment Adviser Representative at Cooper Mcmanus
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Wade Gregory Smith is an investment adviser representative with Cooper Mcmanus in Edmonds, WA, where they have been registered since 2023. They have worked in the securities industry since 1994 and have been registered with 3 firms, including Securities America Advisors, Inc. and KMS Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
11 states and territories
California, Colorado, Maryland, Michigan, New Mexico, North Carolina, Oregon, South Carolina, Vermont, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- KMS Financial Services, Inc.Jan 1999 – Nov 2020Seattle, WA
- Securities America, Inc.Nov 2020 – Oct 2023Edmonds, WA
- Securities America Advisors, Inc.Nov 2020 – Oct 2023Edmonds, WA
- Cambridge Investment Research, Inc.Oct 2023 – no end date reportedFairfield, IA
- Cooper Mcmanus Wealth ManagementOct 2023 – no end date reportedIrvine, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cooper Mcmanus
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $5,000 (waivable)
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 62
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Irvine, CA
- SEC file number:
- 801-61944
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Cooper Mcmanus
Showing 12 of 62 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wade Gregory Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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