Wange Liu
Investment Adviser Representative at Prospect Financial Services LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Wange Liu is an investment adviser representative with Prospect Financial Services LLC in Melville, NY, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Citigroup Global Markets Inc. and Globalink Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transpacific Financial, Inc.Aug 2014 – May 2022Flushing, NY
- Globalink Securities, IncJul 2021 – Apr 2022Pasadena, CA
- CitiGroup Global Markets Inc.Jun 2022 – Jan 2024New York, NY
- LPL Financial LLCMar 2026 – no end date reportedMelville, NY
- Prospect Financial Services LLCApr 2026 – no end date reportedMelville, NY
- Musik Collab IncJan 2021 – no end date reportedRoslyn, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Prospect Financial Services LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers investments (including IRAs, brokerage accounts, annuities, bonds, and government securities), financial planning services (retirement plans, tax plans, 401(k)/403(b) planning, college plans, estate planning strategies, and money management), and insurance (disability income, life, long-term care, and health insurance).
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Melville, NY
- SEC file number:
- 801-122193
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 9, 2026
View full firm profileOther advisors at Prospect Financial Services LLC
8 other advisors in the directory
Similar advisors in Melville, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wange Liu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched