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Warren Nmn Hastings III

Investment Adviser Representative at CASCADE INVESTMENT ADVISORS, INC.

Oregon City, ORCRD #1648350Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Warren Nmn Hastings III has worked in the securities industry since 2004. They have passed the Series 65 and 52 examinations. They are registered to provide investment advisory services in Oregon.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Oregon
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/25/1995
Series 52
Municipal Securities Representative Examination
Passed 3/12/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Under $1 million0.95%
Between $500k and $1M with us for over 5 years0.90%
Over $1 million - first $2 million0.85%
Over $1 million - next $3 million0.70%
$5 million and above
Bond portfolios
Source

Cascade Investment Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CASCADE INVESTMENT ADVISORS, INC.Current
8/18/2023Oregon City, OR
BECKER CAPITAL MANAGEMENT, INC.
5/31/19955/9/2014Portland, OR

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CASCADE INVESTMENT ADVISORS, INC.

2 other advisors in the directory

View CASCADE INVESTMENT ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Warren Nmn Hastings III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Warren Nmn Hastings III - Financial Advisor in Oregon City, OR | AdvisorFinder