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Wayne Harris Sanders

Investment Adviser Representative at CAPE INVESTMENT ADVISORY, INC.

Atlanta, GACRD #876538Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
6 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
AlabamaFloridaGeorgiaNew JerseyTennesseeVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/22/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 6/24/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 5/9/1985
Series 15
Foreign Currency Options Examination
Passed 8/29/1984
Series 7
General Securities Representative Examination
Passed 11/18/1978

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CAPE Investment Advisory, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.Current
1/6/2026Atlanta, GA
CAPE INVESTMENT ADVISORY, INC.Current
3/15/2016Atlanta, GA
JANNEY MONTGOMERY SCOTT LLC
8/2/20063/4/2016Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wayne Harris Sanders has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Wayne Harris Sanders - Financial Advisor in Atlanta, GA | AdvisorFinder