Wesley David Dunn
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Wesley David Dunn is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Encino, CA, where they have been registered since 2024. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Raymond James & Associates, Inc. and Wells Fargo Advisors, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
4 states and territories
California, Hawaii, Tennessee, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James & Associates, Inc.Nov 2015 – Mar 2024Los Angeles, CA
- OasisSep 2015 – May 2018Valley Village, CA
- Raymond James Financial Services Advisors, Inc.Jun 2024 – no end date reportedEncino, CA
- The HouseJun 2018 – no end date reportedNorthridge, CA
- Manchester Investing IncMar 2018 – no end date reportedAnaheim Hills, CA
- Manchester Investing IncJun 2024 – no end date reportedEncino, CA
- Manchester Investing IncJan 2018 – no end date reportedTarzana, CA
- Manchester Investing IncMar 2024 – no end date reportedMountain View, CA
- Manchester Investing IncJan 2000 – no end date reportedTarzana, CA
- The Associates Realty GroupFeb 2018 – no end date reportedTarzana, CA
- SelfJan 2000 – no end date reportedNorthridge, CA
- Overflow.coMay 2024 – no end date reportedTarzana, CA
- Raymond James Financial Services, Inc.Jun 2024 – no end date reportedEncino, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wesley David Dunn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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