Wesley Douglass Phelps
Investment Adviser Representative at Tradewell TAX & Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Wesley Douglass Phelps is an investment adviser representative with Tradewell TAX & Financial in Fort Wayne, IN, where they have been registered since 2025. They have worked in the securities industry since 2014 and have been registered with 5 firms, including Secure Asset Management, L.L.C. and Prudential Financial Planning Services. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mass Mutual Life Insurance CompanyMay 2016 – Dec 2016Indianapolis, IN
- MML Investors ServicesJul 2016 – Dec 2016Indianapolis, IN
- Pruco Securities LLCDec 2016 – Oct 2019Indianapolis, IN
- PrudentialApr 2017 – Nov 2019Indianapolis/Fort Wayne, IN
- Indiana Farm BureauJun 2020 – Apr 2022Indianapolis, IN
- FBL Marketing Services, LLCSep 2020 – Apr 2022West Des Moines, IA
- UnemployedNov 2019 – Jul 2021Fort Wayne, IN
- WestPoint FinancialApr 2016 – Dec 2016Indianapolis, IN
- Farm Bureau Marketing Securities LLCJul 2021 – Apr 2022Anderson, IN
- Tradewell Tax & FinancialApr 2022 – no end date reportedFort Wayne, IN
- Secure Asset Management, L.L.C.Apr 2022 – no end date reportedTroy, MI
- Tradewell Securities LLCSep 2024 – no end date reportedFort Wayne, IN
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Tradewell TAX & Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Income planning, investment planning, tax planning (including federal tax preparation for individuals and small businesses), healthcare planning, and estate planning, all offered under one roof by a team of EAs, elder law attorneys, fiduciary investment advisers, tax advisers, and insurance professionals.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Fort Wayne, IN
- SEC file number:
- 801-130935
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Tradewell TAX & Financial
4 other advisors in the directory
Similar advisors in Fort Wayne, IN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wesley Douglass Phelps has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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