Wesley Hardy
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Wesley Hardy is an investment adviser representative with Northwestern Mutual Investment Services,llc in Easthampton, MA, where they have been registered since 2022. They have worked in the securities industry since 2017 and were previously registered with Cadaret Grant & Co Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.
Registrations & licenses
- Investment adviser:
- Massachusetts
- Broker:
24 states and territories
Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Louisiana, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Texas, Vermont, Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cadaret GrantSep 2013 – Apr 2019Syracuse, NY
- Northwestern Mutual Life Insurance CompanyApr 2019 – Oct 2019Milwaukee, WI
- Northwestern Mutual Investment Services LLCJun 2019 – Jan 2022Springfield, MA
- David BonomiOct 2019 – Jan 2022Springfield, MA
- Northwestern Mutual Wealth Management CompanyMar 2020 – Jan 2022Milwaukee, WI
- Matthew PrunierFeb 2022 – no end date reportedNewburyport, MA
- Nicole PrunierFeb 2022 – no end date reportedNewburyport, MA
- Northwestern Mutual Investment Services LLCMar 2022 – no end date reportedNewburyport, MA
- Northwestern Mutual Wealth Management CompanyMay 2022 – no end date reportedMilwaukee, WI
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wesley Hardy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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