Wesley Robert Pingelton
Investment Adviser Representative at Northill AIMS, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Wesley Robert Pingelton is an investment adviser representative with Northill AIMS, LLC in Dallas, TX, where they have been registered since 2025. They have worked in the securities industry since 2004 and have been registered with 6 firms, including Fullcircle Wealth LLC and Invest Financial Corporation. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fullcircle Wealth LLCNov 2012 – no end date reportedMckinney, TX
- Triad Advisors, Inc.Mar 2013 – Mar 2024Norcross, GA
- Northill AIMS, LLCDec 2025 – no end date reportedDallas, TX
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northill AIMS, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Estimated blended rate
- 0.0225
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Coordinating the people, decisions, and resources surrounding a family; aligning family members around clear aims; connecting existing advisors such as CPAs, attorneys, and investment professionals; and providing direction and purpose for the family enterprise.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Richardson, TX
- SEC file number:
- 801-134901
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 4, 2026
View full firm profileOther advisors at Northill AIMS, LLC
1 other advisor in the directory
View Northill AIMS, LLC firm profileSimilar advisors in Dallas, TX
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wesley Robert Pingelton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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