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Wick Cunningham

Investment Adviser Representative at Osaic Wealth, Inc.

Knoxville, IACRD #8251019Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Wick Cunningham is an investment adviser representative with Osaic Wealth, Inc. in Knoxville, IA, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Iowa.

Office

305 E Main
Knoxville, IA 50138

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa
Broker:
1 state or territory

Iowa

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/6/2026
Series 7
General Securities Representative Examination
Passed 4/15/2026
SIE
Securities Industry Essentials Examination
Passed 1/12/2026

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Osaic Wealth, Inc.Current
7/7/2026 – Knoxville, IA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Northwest Missouri State University
    Aug 2017 – May 2018Maryville, MO
  2. Nodaway County Services, Association of Group Homes
    May 2015 – Dec 2018Maryville, MO
  3. Northwest Missouri State University
    Aug 2013 – May 2019Maryville, MO
  4. Northwest Missouri State University
    Aug 2018 – May 2019Maryville, MO
  5. Unemployed
    May 2019 – Aug 2019Maryville, MO
  6. Northeast Nodaway School District
    Aug 2019 – Dec 2019Ravenwood, MO
  7. Northwest Missouri State University
    Jan 2020 – Nov 2020Maryville, MO
  8. Marion Count Title Abstract
    Dec 2020 – Oct 2021Knoxville, IA
  9. Northwest Missouri State University
    Nov 2021 – no end date reportedMaryville, MO
  10. Cunningham Financial Services
    Apr 2026 – no end date reportedKnoxville, IA
  11. Osaic Wealth Inc
    Apr 2026 – no end date reportedKnoxville, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Osaic Wealth, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$5,500 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Personal FinanceClient RelationshipsFinancial PlanningRisk Tolerance

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
8,271
Offices listed on AdvisorFinder:
26
Main office:
Scottsdale, AZ
SEC file number:
801-54859

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 29, 2026

View full firm profile

Other advisors at Osaic Wealth, Inc.

Showing 12 of 8,271 in the directory

View Osaic Wealth, Inc. firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wick Cunningham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Wick Cunningham (Osaic Wealth) - Fees & Credentials