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William Adolph Steih

Investment Adviser Representative at Prime Capital Financial

Franklin, TNCRD #2985198Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Adolph Steih is an investment adviser representative with Prime Capital Financial in Franklin, TN, where they have been registered since 2017. They have worked in the securities industry since 1999 and have been registered with 5 firms, including Lawing Financial Inc and Investors Capital Advisory. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Tennessee.

Office

2550 Meridian Blvd, Suite #250
Franklin, TN 37067

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/11/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 3/12/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/13/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/5/1998
Series 24
General Securities Principal Examination
Passed 2/15/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prime Capital FinancialCurrent
7/27/2017 – Franklin, TN
Lawing Financial Inc
5/16/2016 – 10/13/2017Brentwood, TN
Investors Capital Advisory
1/24/2012 – 5/23/2016Brentwood, TN
LPL Financial LLC
8/12/2005 – 2/6/2012Nashville, TN
FTB Advisors, Inc.
3/11/2004 – 6/10/2005Nashville, TN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cambridge Investment Research, Inc.
    May 2016 – Apr 2018Fairfield, IA
  2. Lawing Financial
    May 2016 – Oct 2017Overland Park, KS
  3. Prime Capital Investment Advisors, LLC
    Jul 2017 – no end date reportedOverland Park, KS
  4. Private Client Services
    Apr 2018 – Dec 2022Franklin, TN

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Prime Capital Financial

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
  • Other
Firm account minimum
$2,500 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
260
Offices listed on AdvisorFinder:
73
Main office:
Overland Park, KS
SEC file number:
801-110709

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 1, 2026

View full firm profile

Other advisors at Prime Capital Financial

Showing 12 of 260 in the directory

View Prime Capital Financial firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Adolph Steih has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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William Adolph Steih (Prime Capital Financial)