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William C Casterlin

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Pooler, GACRD #4071097Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
6 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaFloridaGeorgiaMississippiNorth CarolinaSouth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 1/12/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/10/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
3/28/2019Pooler, GA
INDEPENDENT FINANCIAL PARTNERS
11/2/20093/22/2019Pooler, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/11/20059/9/2009Savannah, GA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William C Casterlin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William C Casterlin - Financial Advisor in Pooler, GA | AdvisorFinder