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William Charles Richards

Investment Adviser Representative at YOUR IA, LLC

Salt Lake City, UTCRD #704666Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/20/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 7/14/1980
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/23/2026
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/24/1990
Series 1
Registered Representative Examination
Passed 2/2/1980
Series 24
General Securities Principal Examination
Passed 10/29/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.024
Source

YOUR IA, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

YOUR IA, LLCCurrent
3/20/2026Salt Lake City, UT
OSAIC WEALTH, INC.
7/8/20243/17/2026Salt Lake City, UT
TRANSAMERICA FINANCIAL ADVISORS, INC.
3/22/20167/2/2024Salt Lake City, UT
INVEST FINANCIAL CORPORATION
3/3/20093/16/2016Draper, UT
INTERSECURITIES, INC.
6/22/20073/5/2009Midvale, UT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Charles Richards has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Charles Richards - Financial Advisor in Salt Lake City, UT | AdvisorFinder