William Charles Richards
Investment Adviser Representative at YOUR IA, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William Charles Richards is an investment adviser representative with YOUR IA, LLC in Salt Lake City, UT, where they have been registered since 2026. They have worked in the securities industry since 1983 and have been registered with 5 firms, including Osaic Wealth, Inc. and Transamerica Financial Advisors, Inc. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Utah.
Registrations & licenses
- Investment adviser:
- Utah
- Broker:
1 state or territory
Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncMar 2016 – Jun 2024Lehi, UT
- World Financial Group, Inc.Dec 2015 – Mar 2026Lehi, UT
- Western Affiliates IncMay 1983 – no end date reportedSalt Lake City, UT
- W Charles Richards IncMay 1983 – no end date reportedSalt Lake City, UT
- OsaicJul 2024 – Mar 2026Salt Lake City, UT
- Your IAMar 2026 – no end date reportedSalt Lake City, UT
- Lincoln FinancialJan 2000 – no end date reportedSalt Lake City, UT
- Pacific LifeJan 2010 – no end date reportedSalt Lake City, UT
- PrincipleJan 2005 – no end date reportedSalt Lake City, UT
- AIGJan 2000 – no end date reportedSalt Lake City, UT
- Select HealthJan 2015 – no end date reportedSalt Lake City, UT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About YOUR IA, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.024
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management and financial planning services
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 1
- Main office:
- St. George, UT
- SEC file number:
- 801-134511
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 11, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Charles Richards has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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