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William Dougherty

Investment Adviser Representative at MAIN STREET FINANCIAL SOLUTIONS, LLC

Ambler, PACRD #3201456Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/31/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 4/19/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/21/2014
Series 7
General Securities Representative Examination
Passed 12/4/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/8/1999
Series 24
General Securities Principal Examination
Passed 7/28/2016
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 11/30/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

MAIN Street Financial Solutions, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MAIN STREET FINANCIAL SOLUTIONS, LLCCurrent
8/9/2021Ambler, PA
HARTFORD FUNDS
1/23/20157/28/2021Ambler, PA
HARTFORD FUNDS MANAGEMENT COMPANY, LLC
10/4/201312/31/2014Radnor, PA
CHARTWELL INVESTMENT PARTNERS
3/19/200811/6/2008Berwyn, PA
CHARLES SCHWAB & CO., INC.
9/29/20055/15/2007Radnor, PA
LINCOLN FINANCIAL DISTRIBUTORS, INC.
9/9/20029/20/2005Philadelphia, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Dougherty has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Dougherty - Financial Advisor in Ambler, PA | AdvisorFinder