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William Edgar Allen

Investment Adviser Representative at ARAX ADVISORY PARTNERS

Littleton, COCRD #5229676Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Edgar Allen has worked in the securities industry since 2006. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Colorado.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/3/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 11/14/2006
Series 7
General Securities Representative Examination
Passed 11/23/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/23/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/17/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/24/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARAX Advisory Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARAX ADVISORY PARTNERSCurrent
12/8/2024Littleton, CO
CEDRUS
4/15/20213/26/2025Littleton, CO
EQUITABLE ADVISORS, LLC
11/10/20204/13/2021Lakewood, CO
ADVICE AND PLANNING SERVICES
12/4/201211/13/2020Denver, CO

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Edgar Allen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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