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William George Pendleton

Investment Adviser Representative at THE AMERIFLEX GROUP

Carmel, INCRD #1946333Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
12 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 12 states
ArizonaCaliforniaFloridaIndianaKentuckyMarylandMichiganNevadaNorth CarolinaOhioTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/17/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 3/25/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/28/1992
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 10/28/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Ameriflex Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE AMERIFLEX GROUPCurrent
7/28/2026Carmel, IN
ON INVESTMENT MANAGEMENT CO
7/22/20207/28/2026Valparaiso, IN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William George Pendleton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William George Pendleton - Financial Advisor in Carmel, IN | AdvisorFinder