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William H Barnes II

Investment Adviser Representative at SYNOVUS SECURITIES, INC.

Sumter, SCCRD #3126587Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
13 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
AlabamaColoradoFloridaGeorgiaMassachusettsNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/9/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 11/12/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/5/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/26/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/20/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Over $1,000,0000.75%
Source

Synovus Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNOVUS SECURITIES, INC.Current
10/9/2009Sumter, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
7/12/200410/13/2009Sumter, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William H Barnes II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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