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William H Yeung

Investment Adviser Representative at MML Investors Services, LLC

Brooklyn, NYCRD #6450275Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William H. Yeung is an investment adviser representative with MML Investors Services, LLC in Brooklyn, NY, where they have been registered since 2024. They have worked in the securities industry since 2015 and were previously registered with PARK Avenue Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.

Office

1806 Bay Ridge Ave
Brooklyn, NY 11204

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
8 states and territories

California, Connecticut, Florida, Massachusetts, New Jersey, New York, North Carolina, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/15/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 4/25/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/24/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MML Investors Services, LLCCurrent
5/17/2024 – Brooklyn, NY
MML Investors Services, LLCCurrent
5/7/2024 – Brooklyn, NY
PARK Avenue Securities LLC
4/16/2021 – 4/18/2024Flushing, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Massachusetts Mutual LIFE Insurance Company
    Jul 2016 – Oct 2020Brooklyn, NY
  2. MML Investors Services, LLC
    Mar 2017 – Oct 2020Brooklyn, NY
  3. PARK Avenue Securities, LLC
    Oct 2020 – Apr 2024Flushing, NY
  4. Guardian LIFE Insurance Company
    Oct 2020 – Apr 2024Flushing, NY
  5. MML Investors Services, LLC
    May 2024 – no end date reportedBrooklyn, NY
  6. Massmutual LIFE Insurance Company
    Apr 2024 – no end date reportedBrooklyn, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About MML Investors Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Estimated blended rate
0.01

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5,037
Offices listed on AdvisorFinder:
26
Main office:
Springfield, MA
SEC file number:
801-44264

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 3, 2026

View full firm profile

Other advisors at MML Investors Services, LLC

Showing 12 of 5,037 in the directory

View MML Investors Services, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William H Yeung has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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William H Yeung (MML Investors Services) - Advisor Profile