AdFi
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William Henry Brady Jr

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Hilton Head Island, SCCRD #2442997Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
14 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ColoradoFloridaGeorgiaIndianaLouisianaNevadaNew JerseyNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/27/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 3/28/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/2/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/28/1994
Series 24
General Securities Principal Examination
Passed 5/7/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
4/4/2018Hilton Head Island, SC
LPL FINANCIAL LLC
5/5/20257/10/2026Hilton Head, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
2/9/20074/4/2018Hilton Head Island, SC
UBS FINANCIAL SERVICES INC.
5/1/20032/16/2007Hilton Head, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Henry Brady Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Henry Brady Jr - Financial Advisor in Hilton Head Island, SC | AdvisorFinder