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William James Alt

Investment Adviser Representative at MWS Capital Consultants LLC

Chicago, ILCRD #7248877Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William James Alt is an investment adviser representative with MWS Capital Consultants LLC in Chicago, IL, where they have been registered since 2020, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Illinois and Texas.

Office

750 North State Street, 7th Floor
Chicago, IL 60654

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/27/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MWS Capital Consultants LLCCurrent
10/27/2020 – Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. UW-Madison
    Jun 2019 – Sep 2019Madison, WI
  2. Camp Randall Rowing Club
    Jun 2018 – Aug 2018Madison, WI
  3. MWS Capital Consultants LLC
    Apr 2020 – no end date reportedChicago, IL
  4. Public Schools
    Jun 2001 – no end date reportedWhitefish Bay, WI

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About MWS Capital Consultants LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$1,000,000 (waivable)
Firm's annual rate schedule by assets
  • Up to $2M0.85%
  • $2M - $10M0.80%
  • Over $10M0.75%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
2
Main office:
Chicago, IL
SEC file number:
801-123695

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of February 18, 2026

View full firm profile

Other advisors at MWS Capital Consultants LLC

3 other advisors in the directory

View MWS Capital Consultants LLC firm profile

Similar advisors in Chicago, IL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William James Alt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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