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William John Bredenberg

Investment Adviser Representative at TRUBEE WEALTH ADVISORS, INC.

Buffalo, NYCRD #29533Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
10 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William John Bredenberg has worked in the securities industry since 1972. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaColoradoFloridaMassachusettsNew YorkOhioOregonPennsylvaniaUtahVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/27/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/1992
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 7/18/1972
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 14
Compliance Officer Examination
Passed 9/25/1994
Series 24
General Securities Principal Examination
Passed 6/4/1992
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 5/7/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0002.00%
Over $1,000,0001.50%
Source

Trubee Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRUBEE WEALTH ADVISORS, INC.Current
3/25/2021Buffalo, NY
ADVEST, INC.
9/30/19852/27/1987
BURGESS & LEITH INCORPORATED
1/19/19819/30/1985
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
11/3/19782/16/1981
KIDDER, PEABODY & CO. INCORPORATED
5/19/197812/9/1978
KIDDER, PEABODY & CO., INCORPORATED
2/24/19775/19/1978
HUGH JOHNSON & COMPANY INC.
3/19/19745/13/1977
SHIELDS & COMPANY INCORPORATED
7/27/19724/16/1974

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William John Bredenberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William John Bredenberg - Financial Advisor in Buffalo, NY | AdvisorFinder