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William John Gordon III

Investment Adviser Representative at REDWOOD FINANCIAL NETWORK

Solon, OHCRD #2596540Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
15 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
CaliforniaColoradoFloridaGeorgiaNevadaNew JerseyNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/12/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 6/5/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/10/1995
Series 24
General Securities Principal Examination
Passed 11/2/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Redwood Financial Network Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REDWOOD FINANCIAL NETWORKCurrent
2/15/2012Solon, OH
LPL FINANCIAL LLCCurrent
9/6/2005Solon, OH
LPL FINANCIAL LLCCurrent
9/1/2005Chagrin Falls, OH
NATCITY INVESTMENTS, INC.
7/18/20059/8/2005Cleveland, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at REDWOOD FINANCIAL NETWORK

7 other advisors in the directory

View REDWOOD FINANCIAL NETWORK firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William John Gordon III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William John Gordon III - Financial Advisor in Solon, OH | AdvisorFinder