William John Smithers III
Investment Adviser Representative at Heckman Financial & Insurance Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William John Smithers is an investment adviser representative with Heckman Financial & Insurance Services, Inc. in San Jose, CA, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Heckman Financial & Insurance Services, Inc.May 2026 – no end date reportedSan Jose, CA
- Coforge LimitedJan 2024 – Nov 2025Princeton, NJ
- OptimEyes AIOct 2022 – Dec 2023Encinitas, CA
- Heckman Financial & Insurance Services Inc.Nov 2025 – no end date reportedSan Jose, CA
- Concentrix CorporationOct 2019 – Oct 2025Newark, CA
- Symbio CorporationJul 2018 – Sep 2019San Jose, CA
- Globant S.A.Apr 2016 – Jun 2018San Francisco, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Heckman Financial & Insurance Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 1
- Main office:
- San Jose, CA
- SEC file number:
- 801-132732
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 18, 2026
View full firm profileOther advisors at Heckman Financial & Insurance Services, Inc.
4 other advisors in the directory
Similar advisors in San Jose, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William John Smithers III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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