William K McCaffrey
Investment Adviser Representative at Glassy Mountain Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William K. McCaffrey is an investment adviser representative with Glassy Mountain Advisors, Inc. in Arlington, VA, where they have been registered since 2023, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Maryland and Virginia.
Registrations & licenses
- Investment adviser:
- Maryland, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AIM AdvisorsSep 2021 – Sep 2022Raleigh, NC
- Glassy Mountain AdvisorsOct 2022 – no end date reportedBethesda, MD
- UnemployedJun 2021 – Aug 2021Richmond, VA
- Virginia TechAug 2017 – May 2021Blacksburg, VA
- Self-EmployedMay 2020 – Aug 2020Blacksburg, VA
- Landmark Reclamation Co.Jun 2017 – Aug 2019Richmond, VA
- StudentSep 2012 – May 2017Richmond, VA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Glassy Mountain Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $5,000,0001.00%
- Next $5,000,0000.75%
- Above $10,000,0000.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, investment management, and retirement planning. Investment management includes focused and diversified equities portfolios, a broad income strategy, tax efficiency strategies, and funds-only options. Financial planning involves detailed discovery and exploration to create a personalized financial plan.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Bethesda, MD
- SEC file number:
- 801-121469
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
View full firm profileOther advisors at Glassy Mountain Advisors, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William K McCaffrey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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