William Kevin Hoffer
Investment Adviser Representative at Principal Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William Kevin Hoffer is an investment adviser representative with Principal Securities, Inc. in Fort Myers, FL, where they have been registered since 2026. They have worked in the securities industry since 2012 and have been registered with 3 firms, including Morgan Stanley and Wells Fargo Clearing Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
11 states and territories
Delaware, Florida, Georgia, Maine, Michigan, Minnesota, New York, North Carolina, South Carolina, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Advisors, LLCJun 2013 – Nov 2016Naples, FL
- Wells Fargo Clearing Services, LLCNov 2016 – Sep 2019Naples, FL
- Morgan Stanley Smith Barney LLCSep 2019 – Feb 2026Ft. Myers, FL
- Morgan Stanley Private BANK, N.A.Oct 2019 – Feb 2026New York, NY
- Principle Life Insurance CompanyFeb 2026 – no end date reportedFort Myers, FL
- Principles Securities, Inc.Feb 2026 – no end date reportedFort Myers, FL
- Morgan Stanley Private Bank, N.AOct 2019 – Feb 2026New York, NY
- Piprude FinancialFeb 2026 – no end date reportedfort Myers, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,635
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Des Moines, IA
- SEC file number:
- 801-54949
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Principal Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Kevin Hoffer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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