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William Lincoln Braude

Investment Adviser Representative at NBC SECURITIES, INC.

Jacksonville, FLCRD #1380052Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
5 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Lincoln Braude has worked in the securities industry since 1985. They are registered to provide investment advisory services in Alabama, Florida, North Carolina, Oregon, and Tennessee.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
AlabamaFloridaNorth CarolinaOregonTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/19/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 8/5/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/26/2008
Series 3
National Commodity Futures Examination
Passed 2/5/2001
Series 7
General Securities Representative Examination
Passed 7/20/1985
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/15/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/14/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBC SECURITIES, INC.Current
7/6/2012Jacksonville, FL
NBC SECURITIES, INC.Current
7/2/2012Jacksonville, FL
RBC CAPITAL MARKETS, LLC
7/7/20067/16/2012Jacksonville, FL
MERRILL LYNCH PIERCE FENNER & SMITH INC.
3/8/20067/13/2006Jacksonville, FL
ADVEST, INC.
1/21/20053/8/2006Ponte Vedra Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Lincoln Braude has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Lincoln Braude - Financial Advisor in Jacksonville, FL | AdvisorFinder