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William Maxwell Mauger

Investment Adviser Representative at CAPITAL CITIES INVESTMENTS

Indianapolis, INCRD #1934817Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Indiana
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/4/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 4/25/1989
Series 7
General Securities Representative Examination
Passed 11/22/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/25/1989
Series 24
General Securities Principal Examination
Passed 6/26/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $750,0001.25%
Over $1,000,0001.00%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Capital Cities Investments Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPITAL CITIES, LLCCurrent
12/21/1998Indianapolis, IN
CAPITAL CITIES INVESTMENTSCurrent
9/15/1995Indianapolis, IN
LIMESTONE CAPITAL ADVISERS, LLC
9/12/20113/22/2017Cherry Hills Village, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Maxwell Mauger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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