William Moore Ward
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William Moore Ward is an investment adviser representative with LPL Financial LLC in Grosse Pointe Farms, MI, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Concourse Financial Group Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Michigan.
Registrations & licenses
- Investment adviser:
- Michigan
- Broker:
2 states and territories
Illinois, Michigan
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Concourse Financial Group Securities IncJan 2023 – Feb 2023Bloomfield Hills, MI
- Concourse Financial Group Securities IncJan 2023 – Feb 2025Bloomfield Hills, MI
- Pinnacle IncJun 2019 – Jan 2025Troy, MI
- Bellicon USAJan 2014 – Jun 2019Chicago, IL
- Comcast SportsNetOct 2014 – Jan 2018Chicago, IL
- (dba) Nast Financial SolutionsSep 2023 – Aug 2026Bloomfield Twp, MI
- Cetera Wealth Services, LLCFeb 2025 – Aug 2026Bloomfield Hills, MI
- Cetera Investment Advisers LLCFeb 2025 – Aug 2026Schaumburg, IL
- LPL Financial LLCJul 2026 – no end date reportedGrosse Pointe Farms, MI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Moore Ward has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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