William R Harmon
Investment Adviser Representative at Vista Investment Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William R. Harmon is an investment adviser representative with Vista Investment Partners in Richmond, IN, where they have been registered since 2024. They have worked in the securities industry since 2000 and have been registered with 9 firms, including Empower Advisory Group, LLC and Personal Capital Advisors Corporation. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana, Texas
- Broker:
2 states and territories
Indiana, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Visionary HorizonsFeb 2016 – Dec 2016Knoxville, TN
- Cetera AdvisorsDec 2016 – Jun 2017Denver, CO
- PNC InvestmentsAug 2017 – Feb 2018Charlotte, NC
- The Vanguard Group, Inc.Feb 2018 – Sep 2021Charlotte, NC
- Personal Capital Advisors CorporationSep 2021 – Apr 2023Richmond, IN
- Empower Advisory Group, LLCApr 2023 – Jun 2024Greenwood Village, CO
- Empower Financial Services, IncJul 2023 – Jun 2024Greenwood Village, CO
- Level FOUR Financial, LLCJun 2024 – no end date reportedDallas, TX
- Vista Investment PartnersJun 2024 – no end date reportedRichmond, IN
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vista Investment Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning, wealth management, peak-career wealth-building strategies, and estate strategy, delivered through a three-step process of fit assessment, discovery, and customized asset management.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Richmond, IN
- SEC file number:
- 801-128904
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Vista Investment Partners
6 other advisors in the directory
Similar advisors in Richmond, IN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William R Harmon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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