William Scott West
Investment Adviser Representative at RAI Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William Scott West is an investment adviser representative with RAI Wealth in Naperville, IL, where they have been registered since 2023. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Securities America Advisors, Inc. and National Planning Corporation ("NPC of America" in FL & NY). They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
14 states and territories
Arizona, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Michigan, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RAI WealthApr 2014 – Mar 2023Naperville, IL
- National Planning CorporationFeb 2016 – Oct 2017Naperville, IL
- Securities America, Inc.Oct 2017 – Mar 2023Naperville, IL
- Securities America AdvisorsOct 2017 – Mar 2023Naperville, IL
- Private Client ServicesMar 2023 – no end date reportedNaperville, IL
- RAI WealthMar 2023 – no end date reportedNaperville, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RAI Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Estimated blended rate
- 0.0125
- $0 - $500,0001.25%
- $500,001 - $2,000,0001.00%
- $2,000,001 - $5,000,0000.85%
- More than $5,000,0000.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
RAI Wealth offers retirement planning, estate management, investment portfolio management, tax planning and preparation (through their RAI Tax division staffed by CPAs), money management and budgeting, and insurance strategy.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Naperville, IL
- SEC file number:
- 801-127594
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 11, 2026
View full firm profileOther advisors at RAI Wealth
5 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Scott West has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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