AdFi
WW

William Wallace Smead

Investment Adviser Representative at SMEAD CAPITAL MANAGEMENT, INC.

Phoenix, AZCRD #1020717Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/25/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 9/25/1980
Series 5
Interest Rate Options Examination
Passed 12/12/1981
Series 7
General Securities Representative Examination
Passed 9/20/1981
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/30/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0085
Source

Smead Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SMEAD CAPITAL MANAGEMENT, INC.Current
6/29/2007Phoenix, AZ
WACHOVIA SECURITIES, LLC
9/18/20017/5/2007Seattle, WA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SMEAD CAPITAL MANAGEMENT, INC.

5 other advisors in the directory

View SMEAD CAPITAL MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Wallace Smead has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
William Wallace Smead - Financial Advisor in Phoenix, AZ | AdvisorFinder