Xavier A Rodriguez
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Xavier A. Rodriguez is an investment adviser representative with Charles Schwab & Co., Inc. in Garden City, NY, where they have been registered since 2026. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Morgan Stanley and J.p. Morgan Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 16
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co.,IncMay 2026 – no end date reportedGarden City, NY
- Charles Schwab BankMay 2026 – no end date reportedGarden City, NY
- J.P. Morgan Securities LLCJun 2021 – Jul 2022New York, NY
- JP Morgan Chase Bank, N.A.Jun 2021 – Jul 2022New York, NY
- BNY MellonMay 2019 – Jun 2021New York, NY
- LPL FinancialJul 2018 – Dec 2018Garden City, NY
- JP Morgan Chase Bank, N.A.Oct 2017 – Feb 2018Howard Beach, NY
- Banco PopularDec 2016 – Oct 2017Brooklyn, NY
- Full Time EducationAug 2014 – Dec 2017Brooklyn, NY
- UnemployedMar 2018 – Jun 2018Brooklyn, NY
- UnemployedJan 2019 – Apr 2019Brooklyn, NY
- Morgan StanleyAug 2022 – Apr 2026Garden City, NY
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Garden City, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Xavier A Rodriguez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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