Xiao Chen
Investment Adviser Representative at Integrity Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Xiao Chen is an investment adviser representative with Integrity Alliance, LLC in Urbandale, IA, where they have been registered since 2025. They have worked in the securities industry since 2012 and have been registered with 3 firms, including LION Street Advisors, LLC and Transamerica Financial Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Illinois, North Carolina, and Texas.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois, North Carolina, Texas
- Broker:
14 states and territories
California, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Nevada, New York, North Carolina, Ohio, Pennsylvania, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncApr 2012 – Jan 2025Oakbrook Terrace, IL
- World Financial Group Insurance AgencyDec 2022 – Jan 2025Oakbrook Terrace, IL
- Heartland Institute of Financial EducationMay 2020 – Jan 2025Greenwood Village, CA
- Xiao Chen DBA XC Performing ArtsJan 2022 – no end date reportedClarendon Hills, IL
- NAIFA IllinoisMar 2022 – Nov 2023Springfield, IL
- Chinese American Association at Greater ChicagoDec 2022 – no end date reportedWestmont, IL
- Hunan Association of the Midwest USA, CorpJan 2024 – no end date reportedNaperville, IL
- Xiao Chen Notary ServicesMar 2024 – no end date reportedClarendon Hills, IL
- Dentdelioun, LLCJan 2025 – no end date reportedBolingbrook, IL
- Xiao Chen DBA Insurance AgentJan 2025 – no end date reportedClarendon Hills, IL
- Lion Street FinancialJan 2025 – Nov 2025Austin, TX
- Lion Street AdvisorsJan 2025 – Nov 2025Austin, TX
- Integrity Alliance, LLC.Nov 2025 – no end date reportedUrbandale, IA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Integrity Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Select Program - First $1,000,000 (min)1.00%
- Select Program - First $1,000,000 (max)2.80%
- Select Program - Next $2,000,000 (min)1.00%
- Select Program - Next $2,000,000 (max)2.20%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 372
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Urbandale, IA
- SEC file number:
- 801-69742
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
View full firm profileOther advisors at Integrity Alliance, LLC
Showing 12 of 372 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Xiao Chen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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