Xiao Lu Jiang
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Xiao Lu Jiang is an investment adviser representative with Charles Schwab & Co., Inc. in Pleasanton, CA, where they have been registered since 2022. They have worked in the securities industry since 2017 and have been registered with 3 firms, including TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 17
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
6 states and territories
California, Massachusetts, Oregon, South Carolina, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CITI BANKApr 2014 – Mar 2017San Francisco, CA
- Charles Schwab & Co., Inc.May 2017 – Nov 2019San Francisco, CA
- Charles Schwab Bank, SSBMay 2017 – Nov 2019San Francisco, CA
- TD Ameritrade, Inc.Nov 2019 – Dec 2022San Francisco, CA
- TD Ameritrade Investment Management, LLCJan 2021 – Dec 2022San Francisco, CA
- Charles Schwab & Co., Inc.Dec 2022 – no end date reportedSan Francisco, CA
- Charles Schwab Bank, SSBMay 2023 – no end date reportedSan Francisco, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Pleasanton, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Xiao Lu Jiang has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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