Xiaodong Wu
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Xiaodong Wu is an investment adviser representative with Transamerica Financial Advisors, LLC in Waltham, MA, where they have been registered since 2022. They have worked in the securities industry since 2015. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Massachusetts.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Massachusetts
- Broker:
8 states and territories
California, Colorado, Illinois, Massachusetts, Michigan, New Jersey, North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncMay 2015 – no end date reportedLexington, MA
- WfgiaNov 2014 – no end date reportedLexington, MA
- HSA InsuranceJun 2019 – no end date reportedBraintree, MA
- Empower TeamSep 2018 – no end date reportedLexington, MA
- Nationwide (Nationwide Employee Benefits)Jan 2020 – no end date reportedColumbus, OH
- Principal Life Insurance CompanyJul 2020 – no end date reportedDes Moines, IA
- Bavvy/MillimanNov 2022 – no end date reportedOmaha, NE
- International Medical Group, Inc.Jun 2023 – no end date reportedIndianapolis, IN 46208, IN
- Massachusetts Health ConnectorOct 2023 – no end date reportedBoston, MA
- Garity AdvantageJan 2024 – no end date reportedNorwell, MA
- Covered CaliforniaJun 2024 – no end date reportedSacrament, CA
- VSP Vision CareNov 2024 – no end date reportedRancho Cordova, CA
- Resolution Life/Security Life of Denver Insurance CompanyNov 2024 – no end date reportedWest Chester, PA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Xiaodong Wu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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