Xiaoxi Chen
Investment Adviser Representative at Advyzon Investment Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Xiaoxi Chen is an investment adviser representative with Advyzon Investment Management, LLC in Lisle, IL, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Transglobal Advisory, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Illinois.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TransGlobal Advisory LLCMar 2023 – Jan 2026Naperville, IL
- TransGlobal Advisory, LLCOct 2022 – Dec 2024Naperville, IL
- UnemployedApr 2020 – Oct 2022Naperville, IL
- Inplusa.comOct 2013 – Mar 2020Chicago, IL
- Shang Teng Capital Management CoMay 2019 – Sep 2019Shanghai
- Win Share AssetJun 2018 – Sep 2018Shanghai
- TransGlobal Advisory LLCDec 2024 – Jan 2026Naperville, IL
- Advyzon Investment Management, LLCJan 2026 – no end date reportedLisle, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advyzon Investment Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $50,000
- Estimated blended rate
- 0.0035
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Lisle, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Xiaoxi Chen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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