Yan Lee
Investment Adviser Representative at KEY Investment Services LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Yan Lee is an investment adviser representative with KEY Investment Services LLC in Mill Creek, WA, where they have been registered since 2023. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Financial Advocates Investment Management and J.p. Morgan Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
8 states and territories
Arizona, California, Idaho, Nebraska, Oregon, South Carolina, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J.P. Morgan Securities LLCDec 2021 – May 2022Kirkland, WA
- JPMorgan Chase Bank, N.A.Dec 2021 – May 2022Kirkland, WA
- Qiming Venture PartnersFeb 2018 – Sep 2019Portland, OR
- Keybanc Capital MarketJun 2017 – Aug 2017Portland, OR
- State Of OregonJan 2017 – Feb 2017Salem, OR
- Dpr Medical ConsultingNov 2014 – Dec 2016Portland, OR
- UnemployedMar 2017 – May 2017Portland, OR
- UnemployedSep 2017 – Jan 2018Portland, OR
- UnemployedOct 2019 – Dec 2019Portland, OR
- UnemployedAug 2021 – Nov 2021Kirkland, WA
- Fidelity InvestmentsFeb 2021 – Jul 2021Bellevue, WA
- Fidelity InvestmentsJan 2020 – Feb 2021Beaverton, OR
- Fidelity Personal AND Workplace AdvisorsJun 2020 – Jul 2021Beaverton, OR
- Fidelity Brokerage Services LLCJan 2020 – Jul 2021Bellevue, WA
- First Financial Northwest BankSep 2022 – Jan 2023Renton, WA
- LPL Financial LLCOct 2022 – Jan 2023Kirkland, WA
- unemployedJun 2022 – Sep 2022Kirkland, WA
- Financial Advocates Investment ManagementOct 2022 – Jan 2023Renton, WA
- Key Investment ServicesMay 2023 – no end date reportedRedmond, WA
- UnemployedJan 2023 – May 2023Kirkland, OH
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About KEY Investment Services LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 638
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Brooklyn, OH
- SEC file number:
- 801-65060
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at KEY Investment Services LLC
Showing 12 of 638 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Yan Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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