Yash Niphadkar
Investment Adviser Representative at Excel Capital Management Corp
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Yash Niphadkar is an investment adviser representative with Excel Capital Management Corp in Warren, NJ, where they have been registered since 2021. They have worked in the securities industry since 2013 and have been registered with 3 firms, including First Republic Investment Management, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida, New Jersey, and Ohio.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, New Jersey, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2014 – Jan 2017New York, NY
- BANK OF America, N.A.Dec 2014 – Jan 2017New York, NY
- First Republic Investment Management, Inc.Jan 2017 – Apr 2019New York, NY
- First Republic Securities Company, LLCJan 2017 – Apr 2019New York, NY
- Lenox Wealth AdvisorsApr 2019 – Dec 2020New York, NY
- Excel Capital Management CorpJan 2021 – no end date reportedWarren, NJ
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Excel Capital Management Corp
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management, tax minimizing strategies (including active tax loss harvesting and tax-advantaged investments), estate planning, income replacement through covered call options on stocks and ETFs, and retirement planning (including Defined Benefit Plans, 401(k)s, and Profit Sharing Plans).
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Warren, NJ
- SEC file number:
- 801-124719
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
View full firm profileOther advisors at Excel Capital Management Corp
1 other advisor in the directory
View Excel Capital Management Corp firm profileSimilar advisors in Warren, NJ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Yash Niphadkar has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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