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Zelalem Baalu Girma

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Corona, CACRD #4073939Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
51 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Zelalem Baalu Girma has worked in the securities industry since 2005. They are registered to provide investment advisory services in 51 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 51 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/18/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 1/10/2000
Series 79
Investment Banking Registered Representative Examination
Passed 8/4/2025
SIE
Securities Industry Essentials Examination
Passed 11/29/2017
Series 7
General Securities Representative Examination
Passed 1/26/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/10/2000
Series 4
Registered Options Principal Examination
Passed 4/1/2019
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/25/2006
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/22/2006
Series 24
General Securities Principal Examination
Passed 1/17/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA EQUITIES, INC.Current
1/30/2024Corona, CA
REALTA INVESTMENT ADVISORS, INCCurrent
1/30/2024Corona, CA
NEWEDGE ADVISORS
6/5/20231/29/2024Corona, CA
MORGAN STANLEY
3/10/20216/3/2022Newport Beach, CA
WADDELL & REED
11/9/20202/18/2021Overland Park, KS
U.S. BANCORP INVESTMENTS, INC.
1/30/201910/28/2020Claremont, CA
LPL FINANCIAL LLC
4/13/201511/29/2017Ontario, CA
LPL FINANCIAL LLC
4/3/20126/19/2014Huntington Beach, CA
UNIONBANC INVESTMENT SERVICES, LLC
1/24/20114/4/2012Corona, CA
CUSO FINANCIAL SERVICES, L.P.
12/10/200912/17/2010Glendale, CA
WILLIAM O'NEIL & CO. INCORPORATED
12/20/20078/31/2009Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Zelalem Baalu Girma has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Zelalem Baalu Girma - Financial Advisor in Corona, CA | AdvisorFinder