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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BJ

Brian James Friday

Alabama·CRD #2870508
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
17
Exams
7
Since
2001
Est. fee
AUM / Flat Fee
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BJ

Brian James Fullerton

New York·CRD #2054485
Dual-registered

Dual-registered at AVESTAR CAPITAL, LLC

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Flat Fee
Minimum
$250k
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BJ

Brian James Glynn

Illinois·CRD #6010600
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
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BJ

Brian James Hankinson

Maryland·CRD #6776037
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
4
Exams
6
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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BJ

Brian James Hartmann

Alabama·CRD #5542177
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
19
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BJ

Brian James Heffern

Alabama·CRD #2490929
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
53
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
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BJ

Brian James Horan

Virginia·CRD #2378224
Dual-registered

Dual-registered at WEST FINANCIAL SERVICES, INC.

Experience
31 yrs
States
1
Exams
6
Since
1995
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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BJ

Brian James Kelly

California·CRD #2201439
Dual-registered

Dual-registered at &PARTNERS

Experience
34 yrs
States
22
Exams
6
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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BJ

Brian James Kenyon

Arizona·CRD #2900654
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
27 yrs
States
4
Exams
7
Since
1999
Fee
AUM / Other
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BJ

Brian James Kerwin

California·CRD #717192
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
22
Exams
4
Since
1980
Est. fee
AUM / Flat Fee
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BJ

Brian James Kopp

Wisconsin·CRD #5056514
Dual-registered

Dual-registered at CANOPY WEALTH MANAGEMENT

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly
Minimum
$250k
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BJ

Brian James Kotowski

Alabama·CRD #5207241
Dual-registered

Dual-registered at &PARTNERS

Experience
7 yrs
States
35
Exams
3
Since
2019
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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BJ

Brian James Krawiec

Alabama·CRD #5418639
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
19 yrs
States
23
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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BJ

Brian James Marshall

Florida·CRD #6851407
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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BJ

Brian James Masica

California·CRD #5336421
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
18 yrs
States
16
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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BJ

Brian James McCauley

Alaska·CRD #1011765
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
45 yrs
States
20
Exams
5
Since
1981
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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BJ

Brian James McIsaac

Michigan·CRD #3269825
IA Rep

Investment Adviser Rep at FINANCIAL FREEDOM HOUSE

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1k
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BJ

Brian James McKenna

Arizona·CRD #5334365
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
19 yrs
States
23
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
BJ

Brian James Power

New Jersey·CRD #2353914
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
BJ

Brian James Provost

Alabama·CRD #4814526
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
48
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Brian James Rickert

Michigan·CRD #7724767
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Other
View profile
BJ

Brian James Roberts

Louisiana·CRD #6917933
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Brian James Rogers

Wisconsin·CRD #6887711
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BJ

Brian James Rosso

Georgia·CRD #6082305
IA Rep

Investment Adviser Rep at ELEVATE WEALTH ADVISORY, INC.

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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