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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BJ

Brian James Seay

North Carolina·CRD #2207675
Dual-registered

Dual-registered at MILL CAPITAL MANAGEMENT, LLC

Experience
5 yrs
States
2
Exams
2
Since
2021
Est. fee
AUM
Minimum
$2.0M
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BJ

Brian James Smith

Arizona·CRD #4890589
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
21 yrs
States
18
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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BJ

Brian James Tamasi

Colorado·CRD #2923638
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
10
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BJ

Brian James Vnak

Minnesota·CRD #5087016
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
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BJ

Brian James Wagener

Minnesota·CRD #7026106
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Hourly / Flat Fee / Other
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BJ

Brian James Walsh

California·CRD #2322041
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Performance-based
Minimum
$250k
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BJ

Brian Jarlath Vogel

California·CRD #5730219
IA Rep

Investment Adviser Rep at MANCHESTER CAPITAL MANAGEMENT LLC

Experience
16 yrs
States
8
Since
2010
Est. fee
AUM / Flat Fee
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BJ

Brian Jaromir Marek

Alabama·CRD #6183424
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
12
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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BJ

Brian Jay Fruend

Alabama·CRD #2471741
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
22
Exams
7
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BJ

Brian Jay Goebel

Indiana·CRD #4581023
IA Rep

Investment Adviser Rep at PETTINGA FINANCIAL ADVISORS, LLC

Experience
26 yrs
States
2
Since
2000
Est. fee
AUM / Flat Fee
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BJ

Brian Jay Quint

California·CRD #7278431
IA Rep

Investment Adviser Rep at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Experience
6 yrs
States
2
Exams
1
Since
2020
Fee
AUM
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BJ

Brian J Clemente

Alabama·CRD #5471632
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
39
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brian J Coughlin

Alabama·CRD #4217348
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
42
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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BJ

Brian J Durkin

Alabama·CRD #2173007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
35
Exams
8
Since
1991
Est. fee
AUM / Commission / Flat Fee
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BJ

Brian Jeffery Breen

California·CRD #4731645
Dual-registered

Dual-registered at BREEN WEALTH MANAGEMENT, LLC

Experience
20 yrs
States
2
Exams
2
Since
2006
Est. fee
AUM / Hourly
Minimum
$1.0M
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BJ

Brian Jeffrey Bjurstrom

Arizona·CRD #6512717
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
7
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Brian Jeffrey Clement

Arizona·CRD #2066312
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
36 yrs
States
39
Exams
7
Since
1990
Est. fee
AUM / Flat Fee
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BJ

Brian Jeffrey Dalton

North Carolina·CRD #7130831
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Brian Jeffrey Griffith

Colorado·CRD #4218299
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
26 yrs
States
18
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Brian Jeffrey Hamel

Michigan·CRD #1433084
Dual-registered

Dual-registered at RETIREMITTEN FINANCIAL LLC

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Flat Fee
Minimum
$350k
View profile
BJ

Brian Jeffrey Nickel

Kansas·CRD #5036413
Dual-registered

Dual-registered at KEATING FINANCIAL ADVISORY SERVICES

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Brian Jeffrey Trause

California·CRD #5060412
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
20
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Brian J Eicholtz

Alabama·CRD #5854531
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
53
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brian Jerome Kurtz

Michigan·CRD #2118520
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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