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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BS

Brian Shaw O'Connor

Alabama·CRD #6810340
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
41
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
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BS

Brian Sheehan Brady

Colorado·CRD #7400479
IA Rep

Investment Adviser Rep at OBERMEYER WEALTH PARTNERS

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
Minimum
$2.0M
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BS

Brian S Herring

Alaska·CRD #6952594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
11
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
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BS

Brian Silverio Coelho

Connecticut·CRD #7797138
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
13
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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BS

Brian Simonetti

Colorado·CRD #4162451
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
7
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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BS

Brian Si Yuan Shiao

Alabama·CRD #7080846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
53
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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BS

Brian S Johnson

North Carolina·CRD #6979841
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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BS

Brian Slattery

Arizona·CRD #6718578
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
25
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
BS

Brian Sliwinski

Alabama·CRD #5283051
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
52
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
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BS

Brian S Macdonald

Arizona·CRD #2247372
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
20
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
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BS

Brian S Moore

Alabama·CRD #4719391
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
31
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
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BS

Brian Snerson

Connecticut·CRD #4686252
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
23 yrs
States
7
Exams
4
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$100k
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BS

Brian St Croix

Colorado·CRD #7330942
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
5 yrs
States
6
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
BS

Brian Stephen George

Arizona·CRD #5533597
Dual-registered

Dual-registered at ACCURATE WEALTH MANAGEMENT, LLC

Experience
18 yrs
States
5
Exams
3
Since
2008
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
BS

Brian Stephen Lakkides

Michigan·CRD #2881927
Dual-registered

Dual-registered at FINANCIAL FREEDOM HOUSE

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1k
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BS

Brian Stephen Leman

California·CRD #7683222
Dual-registered

Dual-registered at GC WEALTH MANAGEMENT RIA, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
BS

Brian Steven Barber

Colorado·CRD #5397025
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
13
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
BS

Brian Steven Groves

Indiana·CRD #6895643
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
7
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
BS

Brian Steven Staubus

California·CRD #2154750
Dual-registered

Dual-registered at LANDOLT SECURITIES, INC.

Experience
34 yrs
States
6
Exams
5
Since
1992
Est. fee
AUM
View profile
BS

Brian Sullivan

New York·CRD #2734412
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BS

Brian Summers Jones

North Carolina·CRD #4508120
Dual-registered

Dual-registered at PROVIDENCE CAPITAL ADVISORS, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly
Minimum
$500k
View profile
BS

Brian Sumner Deely

Idaho·CRD #5248430
Dual-registered

Dual-registered at CLEAR CREEK FINANCIAL MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
2
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
BS

Brian Sun Eagleheart McDowell

Oregon·CRD #2982847
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
27 yrs
States
1
Exams
8
Since
1999
Est. fee
AUM
View profile
BS

Brian Sweeney Smith

Arizona·CRD #7253189
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
19
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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