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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AQ

Alberto Quiroz Mota

Florida·CRD #5595481
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
5
Fee
AUM / Hourly / Flat Fee
View profile
AR

Alberto Rivera

California·CRD #7185595
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
7 yrs
States
4
Exams
4
Since
2019
Est. fee
AUM / Other
View profile
AR

Alberto Rodriguez

Alabama·CRD #6836872
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AV

Alberto Valdes

California·CRD #4378138
IA Rep

Investment Adviser Rep at INSIGNEO ADVISORY SERVICES, LLC

States
6
Fee
AUM / Flat Fee / Other
View profile
AV

Alberto Valdes

California·CRD #5515605
IA Rep

Investment Adviser Rep at INSIGNEO ADVISORY SERVICES, LLC

States
3
Fee
AUM / Flat Fee / Other
View profile
AP

Albert Peter Kropog

Alabama·CRD #7255078
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
25
Fee
AUM / Commission / Flat Fee
View profile
AP

Albert Philip Russo

Arizona·CRD #2046017
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
18
Fee
AUM / Hourly / Flat Fee
View profile
AP

Albert Preniqi

Florida·CRD #6577495
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
3
Exams
4
Since
2016
Est. fee
AUM / Other
View profile
AQ

Albert Quentin Murray III

California·CRD #1032639
Dual-registered

Dual-registered at SEELAUS ASSET MANAGEMENT, LLC

Experience
43 yrs
States
9
Exams
8
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AR

Albert Ray Merchent

Alabama·CRD #1098466
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AR

Albert Richard Lupcho

Florida·CRD #2397015
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Fee
AUM / Commission / Flat Fee
View profile
AR

Albert Rodrigues Paula

Arizona·CRD #4812095
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
20
Fee
AUM / Hourly / Flat Fee
View profile
AR

Albert Ross Crimaldi

California·CRD #6695337
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
16
Fee
AUM / Commission / Flat Fee
View profile
AR

Albert R Tedesco

Alabama·CRD #1957171
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AS

Albert Scott Carlson

Florida·CRD #6700940
Dual-registered

Dual-registered at FSA ADVISORS, INC.

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$5k
View profile
AS

Albert Solano

Arizona·CRD #7659204
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
9
Fee
AUM / Commission / Flat Fee
View profile
AT

Albert Thomas Smith

California·CRD #6620324
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
23
Fee
AUM / Commission / Flat Fee
View profile
AV

Albert Van Cline

Arizona·CRD #817156
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
15
Fee
AUM / Hourly / Flat Fee
View profile
AW

Albert William Bergmann

Connecticut·CRD #2800662
IA Rep

Investment Adviser Rep at OSAIC INSTITUTIONS, INC.

States
8
Fee
AUM / Hourly / Flat Fee
View profile
AW

Albert W Kobular

California·CRD #1241192
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
26
Fee
AUM / Commission / Flat Fee
View profile
AK

Albina Khazan

California·CRD #5862155
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Fee
AUM / Commission / Flat Fee
View profile
AB

Albin Bruce Campbell

Florida·CRD #2231518
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
4
Fee
AUM / Hourly / Flat Fee
View profile
AI

Alden Isabelle Dichoso

Oklahoma·CRD #7854686
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
1 yrs
States
2
Exams
4
Fee
AUM / Flat Fee
View profile
AG

Aldo Gabriele, Francesco Marsiglia

Arkansas·CRD #8101709
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
10
Fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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