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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AG

Aldo Galiani

California·CRD #5020081
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
24
Fee
AUM / Commission / Flat Fee
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AJ

Aldo Jimenez

Alabama·CRD #5655191
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AL

Aldo Lozano

Arizona·CRD #2479020
Dual-registered

Dual-registered at MULHOLLAND WEALTH ADVISORS, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM
Minimum
$200k
View profile
AO

Aldo Ochoa

Alabama·CRD #5139742
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
18
Fee
AUM / Hourly / Flat Fee
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AS

Aldo Samuel Paniagua Yanez

Arizona·CRD #7203551
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
13
Fee
AUM / Commission / Flat Fee
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AV

Aldo Verrelli

Arizona·CRD #839150
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
21
Fee
AUM / Hourly / Flat Fee
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AZ

Aldo Zuniga

Alabama·CRD #5600264
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AY

Aldric Y Johnson

Arizona·CRD #5628445
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
28
Fee
AUM / Hourly / Flat Fee
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AM

Aleasha Marie Whipple

Arizona·CRD #6380331
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
32
Fee
AUM / Commission / Flat Fee
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AA

Alec Austin Daril

Arkansas·CRD #7267818
IA Rep

Investment Adviser Rep at INDEPENDENT ADVISOR ALLIANCE, LLC

States
2
Fee
AUM / Hourly / Flat Fee
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AC

Alec Christian Balzer

Alabama·CRD #7680914
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
31
Fee
AUM / Flat Fee
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AD

Alec Dale Ring

Alabama·CRD #5821249
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
15
Fee
AUM / Hourly / Flat Fee
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AD

Alec Derderian

Connecticut·CRD #6396024
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

States
3
Fee
AUM / Hourly / Flat Fee
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AF

Alec Fetterer

Arizona·CRD #8185359
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
30
Fee
AUM / Flat Fee
View profile
AF

Alec Frank Price

Delaware·CRD #1960195
IA Rep

Investment Adviser Rep at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
37 yrs
States
11
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
AG

Alec Gober

Arizona·CRD #7258572
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
15
Fee
AUM / Commission / Flat Fee
View profile
AL

Alecia Lee McKay-Jones

Alaska·CRD #2633139
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
40
Fee
AUM / Flat Fee
View profile
AM

Alecia Mischelle Dupont

California·CRD #4275312
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
13
Fee
AUM / Commission / Flat Fee
View profile
AJ

Alec James Moulton

Alabama·CRD #6637289
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
41
Fee
AUM / Commission / Flat Fee
View profile
AJ

Alec John Bethurum

Kansas·CRD #3197498
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

States
1
Fee
AUM / Hourly / Flat Fee
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AK

Alec Karl Hueneburg

Arizona·CRD #2791778
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
15
Fee
AUM / Hourly / Flat Fee
View profile
AK

Alec Kristopher Bassett

Texas·CRD #8004570
IA Rep

Investment Adviser Rep at DIMENSIONAL FUND ADVISORS LP

States
1
Fee
AUM / Performance-based
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AL

Alec L Blomquist

Arizona·CRD #7262078
IA Rep

Investment Adviser Rep at ROVIN CAPITAL

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Alec Leverenz Finn

Minnesota·CRD #7870844
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
2 yrs
States
1
Since
2024
Fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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