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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BB

Brock Becker

Wisconsin·CRD #7517147
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BB

Brock Benjamin Bowden

Utah·CRD #5010163
Dual-registered

Dual-registered at DYNAMIC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
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BB

Brock Buchanan Mackenzie

Washington·CRD #7380205
IA Rep

Investment Adviser Rep at MARSJEWETT FINANCIAL GROUP

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
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BC

Brock Clifford Miller

Alaska·CRD #3258480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
23
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
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BC

Brock Curtis Ritzhaupt

Ohio·CRD #8137881
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Fee
AUM / Other
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BD

Brock Don Williamson

Idaho·CRD #4876027
IA Rep

Investment Adviser Rep at PROMONTORY FINANCIAL PLANNING, LLC

Experience
22 yrs
States
3
Exams
1
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
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BE

Brock Edward Baker

Arizona·CRD #7294988
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM
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BE

Brock Evan Moseley

Montana·CRD #2641520
Dual-registered

Dual-registered at COMPOSITION WEALTH, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee
Minimum
$500k
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BE

Brock Everett Doran

California·CRD #4556131
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
15
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
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BJ

Brock James Norton

Alaska·CRD #5866744
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
20
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BJ

Brock James Stassi

N/A·CRD #7638870
IA Rep

Investment Adviser Rep at BAER INVESTMENT ADVISORY LLC

Experience
4 yrs
Since
2022
Est. fee
AUM / Performance-based
Minimum
$1.1M
View profile
BM

Brock M Becker

Alabama·CRD #4585372
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
41
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
BM

Brock Michael McKinley

Nevada·CRD #6753438
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
BO

Brock Owen Baker

Montana·CRD #6578314
IA Rep

Investment Adviser Rep at ALLIED INVESTMENT ADVISORS LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Subscription
Minimum
$250k
View profile
BP

Brock Paul Toothaker

Alabama·CRD #8049497
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

States
3
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BP

Brock Petrie

Alabama·CRD #5951775
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
36
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brock R Oxford

Indiana·CRD #7556392
IA Rep

Investment Adviser Rep at SPYGLASS INVESTMENT MANAGEMENT

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly
View profile
BS

Brock Stannard Morgan

Alabama·CRD #7221040
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
45
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
BT

Brock Ted Harrison

Alabama·CRD #8022665
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
1 yrs
States
4
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BW

Brock Weston Sherwood

New Mexico·CRD #5894667
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
BW

Broc Wavra

California·CRD #4785221
Dual-registered

Dual-registered at VALLEY WEALTH STRATEGIES, LLC

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
BC

Broderick Charles Zisko

Massachusetts·CRD #6516574
Dual-registered

Dual-registered at MCADAM LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
View profile
BD

Broderick Daniel Zach

Nebraska·CRD #6789465
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BD

Broderick Dean Kunzmann

California·CRD #7721698
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
8
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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